Finding a Top Financial Advisor Firm in Lawrence, Kansas
There are multiple financial advisor firms to choose from in Lawrence, Kansas, and picking the one that best fits your needs can be difficult. In an effort to make your decision easier, SmartAsset's experts researched firms in Lawrence and compiled facts about them, such as their assets under management (AUM), client bases, advisory services, minimum investment amounts and more. If you're still unsure of who to work with, try SmartAsset's free advisor matching tool to get connected with up to three financial advisors who serve your area.
Find a Fiduciary Financial Advisor
We match nearly 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 | Mattern Wealth Management, LLC  Find an Advisor | $533,737,347 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
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| 2 | Rademacher Financial, Inc.  Find an Advisor | $262,884,125 | $25,000 |
| Minimum Assets$25,000Financial Services
|
| 3 | The Perspective Group, LLC  Find an Advisor | $173,993,924 | $5,000 |
| Minimum Assets$5,000Financial Services
|
| 4 | Retirement Portfolios Find an Advisor | $153,000,000 | $300,000 |
| Minimum Assets$300,000Financial Services
|
What We Use in Our Methodology
To find the top financial advisors in Lawrence, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated once per year following the firms' filing of their amendment to Form ADV at the end of March. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Mattern Wealth Management
Mattern Wealth Management has no account minimum. However, the firm imposes a $300 hourly rate for financial planning services.
Most of the firm's client base is comprised of non-high-net-worth individuals. Other clients of the firm include high-net-worth individuals and charitable organizations.
As a fee-only firm, Mattern Wealth Management earnings comes from the fees that clients pay rather than third-party compensation, such as insurance commissions.
The firm includes at least one advisor with the Certified Financial Planner™ (CFP®) designation.
Mattern Wealth offers a selection of investment, wealth management and financial planning services. Financial planning can cover a range of topics, such as risk management, tax planning, charitable gift planning, insurance planning, trust and estate planning, cash flow forecasting and more.
Before any investment decisions are made, Mattern Wealth Management will take a holistic look at your short- and long-term goals, current financial situation and savings picture. Based on these factors, the firm will put together an appropriate investment plan. This will also detail your personal investment characteristics, such as risk tolerance, time horizon, liquidity needs, income needs and more.
For the most part, this firm tends to invest in some combination of individual stocks, bonds, exchange-traded funds (ETFs) and institutional mutual funds. On some occasions, the firm may use an independent money manager to handle a portion of a client's assets.
Rademacher Financial
Rademacher Financial employs a team of advisors that works with both non-high-net-worth and high-net-worth individuals, as well as charities and insurance companies.
The firm imposes a modest minimum investment of $25,000 for most accounts, though this requirement can be waived.
There are a few advisors at Rademacher that can sell insurance products and securities for a commission. That makes the firm "fee-based," but it still maintains its fiduciary duty. This means that it's legally bound to act in the best interests of clients at all times.
The firm includes advisors who hold the Certified Financial Planner™ (CFP®) and chartered retirement planning counselor (CRPC) designations.
Rademacher Financial offers an investment management program through Raymond James. It also provides broad financial planning services to help clients set and meet their short- and long-term goals. The firm mainly works on a discretionary basis.
Rademacher Financial's management services entail ongoing investment advice and portfolio monitoring. Advisors invest clients' assets in one or more model portfolios, depending on their personal objectives and needs. Model portfolios vary in terms of risk, from low to high. While some strategies may vary from client to client, advisors at Rademacher typically invest using some combination of long-term purchases, short-term purchases and short sales.
For the most part, advisors here tend to recommend mutuals funds and exchange-traded funds (ETFs). That said, advisors may also use equity securities, warrants, corporate debt securities, certificates of deposit (CDs), municipal securities, U.S. Government securities and real estate interest partnerships when constructing portfolios. Methods of analysis that are used by the firm include fundamental and technical analysis.
The Perspective Group
The Perspective Group works primarily with non-high-net-worth individual clients. It also works with high-net-worth individuals, pensions and profit sharing plans and charities.
The Perspective Group requires a low minimum account size of $5,000. It is also a fee-based firm, so certain advisors can earn commissions from selling financial products to clients. Despite this potential conflict of interest, the firm is a fiduciary and is legally obligated to act in the best interests of clients at all times.
The Perspective Group provides clients with comprehensive financial advisory services, including both investment portfolio management and financial planning services.
The Perspective Group, like most other financial advisory shops, tailors its investment strategies and investment decisions to the individual needs of its clients. This process involves meeting with clients to determine their overall financial situations, investment objectives and even more specific information, such as the client's tolerance for risk and liquidity needs.
Advisors at The Perspective Group may also invest client assets in a guided wealth portfolio, which is a kind of model portfolio designed to drive growth in client portfolios.
Retirement Portfolios
Retirement Portfolios serves a wide range of clients, including individuals, high-net-worth investors, small businesses, charitable organizations, private foundations and endowments. In addition to its own direct advisory services, the firm also acts as a model manager for separately managed accounts that can be licensed to other registered investment advisors.
Retirement Portfolios generally requires a combined household account minimum of $300,000 for asset management services and a net worth of at least $1 million for financial planning services. These minimums may be waived at the firm’s discretion.
As a fee-based practice, certain on-staff advisors may also receive commissions from insurance sales or brokerage transactions. Despite these potential conflicts, the firm operates under fiduciary duty, meaning it is legally obligated to act in clients’ best interests.
The firm’s advisors provide both financial planning and portfolio management services. Planning typically includes risk tolerance assessments, tax and estate reviews, income and insurance planning, retirement account evaluations and charitable giving strategies. Clients may implement the firm’s recommendations through any brokerage, though Retirement Portfolios often recommends partners such as World Equity Group, Goldman Sachs Advisor Solutions, Altruist or Security Benefit.
The firm employs both discretionary and non-discretionary account management, with strategies tailored to client goals. Its investment approach combines fundamental, technical, cyclical and quantitative analysis, primarily using long-term, diversified strategies. Retirement Portfolios also provides access to third-party managers and model portfolios, allowing for broader investment options.
